The reign of Augustus as Emperor.

 

Augustus had won the war, but the question (a question I think Vergil had) was whether he could win the peace. That the Republic needed a guiding hand was beyond doubt. The old system had failed utterly and, if reinstated, would do so again. Even someone as republican in sentiment as Cicero had finally admitted the need for a "governing leader" of the state. Octavian needed to remain in control, that much was clear. But how? Over the next three decades, his position in the state was established in a complex amalgam of legal and non-legal powers and privileges. The process was not instantaneous nor did it adhere to a single agenda relentlessly pursued; rather, it evolved piecemeal over time, occasionally reactionary, occasionally with foresight. Many details remain debated or uncertain, but the overall process is clearly discernible: it extends through two main "Constitutional Settlements" in 27 and 23 BC respectively, some refinements in 19 BC, and sporadic assignations of numerous rights and privileges down to the granting of the ultimate title, "Father of his Country" (Pater Patriae), in 2 BC.

In the wake of Actium, however, there was work to be done. After taking Egypt and settling affairs there, Octavian stayed away from Rome as he saw to the organization of the East. For the most part, Antony's arrangements were left in place, as long as old loyalties were suitably redirected. Octavian returned to Rome and Italy, amid tumultuous celebrations, in August of 29 BC. Large numbers of veterans were settled (perhaps 25 legions totalling 40,000 men or more) both in Italy and the provinces, this time without complaint, since the vast wealth of Egypt allowed for ample compensation. When he entered Rome, he celebrated three triumphs over three days (over Dalmatia, Actium, and Egypt). Legally, his difficult position of 32 BC had been bypassed (in 32 B.C. he had to drive out of Romeb by means of armed troops the two legitimate consuls and 300 of their allies who were supporters of Antony) and Octavian held the consulship every year from 31 BC onwards (until 23 BC). Just as important, however, was the non-legal basis for his dominance, later expressed by Augustus as "universal consent." The roots of this consent must lie in the oath of 32 BC, now extended in principle, if not in practice, to embrace the entire empire and all its armies. ( As preparations for war geared up in the summer of 32 BC, first Italy and then the western provinces swore an oath of allegiance to Octavian personally, although it cannot be known how much of this was real on the part of the people) Octavian was, as he later put it, "in complete control of affairs" precisely because everyone wanted him to be and, just as significantly, because he was the last man standing. We can see Octavian indulging in some political posturing in his claim to "universal consent," to be sure, but there is also some kernel of truth. He had ended the civil wars, and all hopes for a peaceful future now rested with him and him alone. In light of this, the senate and people voted him numerous honors in 29 BC, some of which Octavian judiciously refused, consonant with his image as respecter of tradition. He did not wish, like Julius Caesar, to be seen a radical reformer, but rather a restorer of the republic. Octavian's holding continuous consulships would be insufficient as a mode of administration in the long term, especially if, as he intended, the old order was to be seen to be restored, since according older traditions, you should only hold a consulship once every ten years. Octavian needed, somehow, to find a firm position of power simultaneously within and above established norms.

His position at the head of affairs therefore needed careful consideration, and this no doubt explains the eighteen-month gap between his return to Rome in August 29 BC and the so-called First Constitutional Settlement of 13 January, 27 BC which, with the broadest of brush strokes, began painting the portrait of the new order. Memories of Caesar's fate must have loomed large. Despite that dictator's huge popularity among the masses, his complete victory over his enemies in civil war, and the devotion of his troops, he had been laid low by a few dozen disillusioned aristrocrats. Among the uppermost considerations pressing on Octavian, therefore, must have been the need to appease the sensibilities of the elite. In addition, the divided loyalties of highly politicized armies had been a plague on the Late Republic. This situation too would require remedying. These two issues, in fact, were at the heart of the "First Settlement," staged in the senate on 13 January, 27 BC. On that day, Octavian entered the senate and, to the shock of those not in the know, surrendered his position and retired to private life. The senators, possibly confused, reacted with indignance and insisted that Octavian remain at the helm of the state. After a show of reluctance, Octavian graciously accepted a share in the running of the state, gaining command of Spain (except Baetica), Gaul, Syria, Cyprus, and Egypt while the senate and people kept the rest. Within his extended provincia, granted for ten years, Octavian could appoint legates to administer regions on his behalf. This power had precedents, in the form of the "extraordinary commands" (emergency grants of exceptional power to deal with a crisis) Pompey or Caesar in the Late Republic. This situation would have appealed to Octavian's desire to appear to be maintaining traditions while also doing nothing alarmingly new or innovative. Other honors and privileges were also forthcoming, at a second meeting on 16 January. Here Octavian was named Augustus, a word ringing with religious (augur) and social (auctoritas) meaning but not suggestive of open political dominance. C. Julius Caesar Octavianus now became Imperator Caesar Augustus. Other honors carried more symbolic meaning (laurels placed on the door of his house; award of the corona civica ( = civic crown)for saving the lives of citizens; the "Shield of Virtues" erected in his honor) but they were no less significant for that: they helped establish Augustus's pre-eminent place in the state and craft the beginnings of an Augustan ideology. By means of this settlement, Augustus was simultaneously commander, leader, savior.

In the summer following the settlement, Augustus left Rome to tour Gaul and Spain. The journey kept him away from Rome until 24 BC--probably a wise choice on his part, to be out of the public eye while the new arrangements took root. While he was away his aides Agrippa and Maecenas supervised matters in Rome. The summer after his return, probably in June or July, the "Second Constitutional Settlement" was staged. At around this time a conspiracy was unearthed and two ringleaders, Fannius Caepio and Varro Murena, were executed. In the absence of evidence, scholarly debate has raged about the timing, aims, methods, and members of the conspiracy: was the "Second Settlement" a reaction to the conspiracy, or vice versa? Or were the events unrelated? In the end, the conclusion has to be left open, but the case for the conspiracy's occurring after the settlement seems the stronger, although certain truth cannot easily be found. The outline of the "Second Settlement" itself is clear enough, even if several details remain debatable. Augustus relinquished the consulship (which he had been monopolizing since 31 BC) and was only to take it up on two further occasions in the rest of his life, for dynastic reasons, that is, to make sure his relatives were prepared to take charge. In return, he received an empire-wide grant of proconsular power for five years. Proconsular power means you can act 'like a consul' and have the same power as one. It is debated whether this imperium (= power to command) was "greater" than that of any other governor or "equal" to it. Five decrees found in Cyrenaica, dated to the period 6-4 BC, show Augustus intervening in the internal affairs of this province. The implication is that his imperium overrode that of the governor on the spot (and so was greater), though the possibility that it was simply equal and cooperating with the govenor's power is also a possible answer. Whatever the legal details, by virtue of this grant of imperium in 23 BC, Augustus could intervene in the affairs of any province in the empire.

Unlike other governors, he was also given dispensation to retain his power within the city limits of Rome, probably for purely practical reasons: otherwise, every time he left the city, his proconsular power would need to be renewed. In relinquishing the consulship, Augustus lost certain powers and privileges within the city of Rome and its polity (his proconsular power notwithstanding). These were now compensated for by a grant of the power of the tribune, also for five years, that allowed him all the rights and privileges of a tribune of the people, without actually holding that office: he could summon the people, propose legislation, veto meetings and proposals, and so on. With both his tribunician power and proconsular power, Augustus now had the ability to direct affairs in every wing of domestic and foreign administration. These two powers were long to remain the twin pillars of the Roman emperors' legal position. While the major settlements of 27 and 23 BC established the bases of Augustus's position, further refinements were necessary.

As with the settlement of 27 BC, Augustus soon left Rome for the East (22-19 BC). Before he left, he was forced to refuse offers of the dictatorship or perpetual consulship pressed on him by the people, who appear to have completely missed the subtleties of the Second Settlement the year before. Over the coming years, he received, piecemeal, some significant privileges and honors. In 23 BC, for instance, he was given the right to convene the senate whenever he saw fit. In 22 BC, he was appointed to oversee Rome's grain supply; for how long is unclear. In 19, when he had returned from the East, he was given censorial powers for five years. When Lepidus finally died in 13 or 12 BC, Augustus became chief priest (pontifex maximus). Finally, in 2 BC, Augustus was granted the title "Father of his Country" (pater patriae), a title of which he was immensely proud. It is not hard to see why, since the title placed Augustus in a relationship with the Roman state analogous to that of a paterfamilias (father of the family) over the members of the extended family: he was to be in complete control of everything. In addition, there was his membership of all the colleges of priests, numerous symbolic privileges (e.g., immunity from taxes), and the matter of his personal auctoritas, or authority. This personal quality, impossible to translate into English with a single word, was a combination of authority and influence derived from one's social and political position, family, abilities, and achievements. It was, most importantly, an informal virtue: it could not be voted to anyone by the senate or the people. In this way, the extent of Augustus's auctoritas reflected the extent and success of his life's work, and it helped him get a lot of business done without constantly invoking his legally-conferred powers. Augustus simply had to make known his preferences for matters to transpire accordingly, so that, for instance, candidates for office whom he favored invariably got elected. No wonder he was proud to boast that he "surpassed all in auctoritas."

The complex edifice of the Augustan Principate was, at heart, a sham. But, like any successful sham, it was one that people could believe in. Above all, there was political genius in Augustus's slow and careful acquisition of overarching authority in every area of public life. At every step of the way--from the oath of 32 BC through the "constitutional settlements" and the honors and privileges conferred upon him piecemeal--he could present himself as the passive partner. On all occasions, the senate and people of Rome voluntarily conferred powers, privileges, and honors on him. He sought nothing for himself; he was no Julius Caesar. Indeed, he often expressed reluctance to accept offices and honors that struck him as excessive, and occasionally he refused them outright. In sharp contrast to Caesar, Augustus constantly had one eye on aristocratic sensitivities, not wanting to insult the nobles by openly grabbing too much power. Furthermore, none of his main powers were conferred for life but, rather, for fixed periods of five or (later) ten years. That these powers were never rescinded when they came up for renewal is entirely beside the point: there was the illusion (if not the reality) of choice. That is what mattered. The vocabulary Augustus chose to express his power, too, was a model of tact: "leading citizen" (princeps) not dictator, "authoritative influence" (auctoritas) not "command" (imperium). Throw into the equation his modest lifestyle, affable approachability, routine consultation of the senate, and genuinely impressive work ethic, and we have in Augustus one of the greatest and most skillfully manipulative politicians of any nation in any age.

While his tact and the careful construction of his position shielded Augustus from contemporary accusations of grasping ambition and lust for power, it did bring with it an unpleasant corollary: tremendous uncertainty as to happened when the "leading citizen" died. Technically, Augustus's position was a particular package of powers granted to him by the senate and people, for fixed periods. When he died, therefore, technically, it was up to the senate and people to decide what happened next. They could appoint another princeps to replace Augustus, or return to the republican system of popular votes and annual magistrates. Both of these options, however, would undoubtedly lead to civil war. What would stop army commanders, particularly those related to Augustus, from challenging a princeps chosen by the senators? If there were a return to the "free republic," what would prevent a resurgence of the chaos that had preceded Augustus? Indeed, paradoxically, Augustus's very position had set a new precedent for what one could achieve: others would almost certainly aspire to it, even it were officially abandoned. In short, there was no possibility of Augustus leaving the choice of what happened after his death to the senate and people, despite their legal position as the source of his powers. He himself realized this. Suetonius reports his published ambition that the new type of government would continue after his death.

But there was a problem here, too. If, as Augustus himself claimed in his Res Gestae, he really "possessed no more official power than the others who were my colleagues in the several magistracies," then he had as little right to appoint a successor as did a governor, or a consul, or a praetor. Such an action would traduce tradition and smack too openly of the despised kingship. So Augustus was in a real bind in the matter of the succession. His solution was to grant of signs of preference to favored individuals, in this case drawn largely from within Augustus' own house. In selecting members of his extended family, Augustus was behaving entirely within the ethos of the Roman aristocracy, for whom family was paramount. It would also ensure that the name "Caesar," which had been so vital in establishing Augustus's own control over the armed forces, would remain at the head of the state. But the informal nature of Augustus's succession arrangements, even if forced on him by the nature of his position, opened the door to domestic turmoil and proved the single most consistently destabilizing political factor in his reign and those of future emperors.

After Actium, Augustus moved on the succession problem quickly. He began to show signs of favor to his nephew, Marcellus. He himself only had one natural child, Julia, his daughter by his second wife, Scribonia. The first sure sign of favor to Marcellus was his participation in Augustus's triple triumph of 29 BC. In 25 BC, Marcellus was married to Julia, forming a closer family link with Augustus. The following year, Marcellus became aedile and, on Augustus's request, was granted the privilege of sitting as an ex-praetor in the senate and of standing for the consulship ten years in advance of the legal age. By 23 BC he was widely considered, in Velleius's words, Augustus's "successor in power". Then, a surprise. Augustus fell seriously ill in 23 BC. As he lay on what he thought was his deathbed, he handed an account of the state's resources to the consul Cn. Calpurnius Piso, and his signet ring to Agrippa. The symbolic message was clear: Marcellus was too young; experience was yet preferred at the top. Augustus recovered from his illness, but later that same year Marcellus fell ill and died and was entombed with all due pomp and ceremony in Augustus's family mausoleum.

The career of Marcellus, short though it was, already revealed the elements of Augustus's methods: he was to use family links (marriage or adoption) in conjunction with constitutional privileges (office-holding and the privilege of standing for office early) to indicate his successor. Augustus' inspiration appears to have been his personal experience: as Caesar had presented Octavius to the public at his triumphs of September 46 BC, so now Augustus displayed Marcellus at his own triumphs in August 29 BC; as the senate had Octavius granted the right to stand for the consulship ten years in advance of the legal age in 43 BC, so Augustus had the same right granted to Marcellus in 24 BC; and just as Caesar had bound Octavius to him by a familial link, so now did Augustus with Marcellus's marriage to Julia (although such political alliances through family ties had long been a staple of the Roman nobility). Each event had its precedent; it was their combination that was significant. Marcellus was soon replaced by Agrippa, Augustus' right-hand general. Shortly before Marcellus's death, Agrippa had left for the East. In the face of Marcellus's earlier preferment, the sources abound with rumors of Agrippa's voluntary departure while in great anger or of his forcible exile, but such speculations are very wrong. Agrippa had been favored when Augustus was ill in 23 BC and subsequently went East with a grant of imperium proconsulare, a share in Augustus's own powers. This is not what Augustus would have done with a man of whom he was suspicious or who had fallen in any way from favor. Augustus had business in the East, to which he was shortly to attend personally, and Agrippa was doubtless sent ahead to pave the way.

Maecenas, Augustus's other chief advisor and no friend of Agrippa, is reported to have commented in 21 BC that Agrippa had now been raised so high that either Augustus must marry him to Julia or kill him. Augustus chose the former route. Julia was married to Agrippa in that year. Until his death in 12 BC, Agrippa was clearly intended to be Augustus's successor. Aside from his marriage to Julia, in 18 BC Agrippa's proconsular power was renewed and, more significantly, he received a share of tribunician power (renewed in 13 BC). By virtue of these powers and privileges, had anything happened to Augustus in the years 21-13 BC, Agrippa would have been ideally placed to take over the reins of government. Coins of the period 13-12 BC depict Agrippa as virtual co-emperor with Augustus, although the latter was always the senior partner. This straightforward interpretation of the situation in these years has been complicated by Augustus's treatment of Agrippa and Julia's sons, Gaius (born in 20 BC) and Lucius (born in 17 BC). When Lucius was born, Augustus adopted them both as his own sons and they became Gaius and Lucius Caesar. A further complication is added when the ongoing careers of Augustus's stepsons, Tiberius and Drusus, who were also advanced over these years, are taken into consideration. The intent behind these complex moves appears to have been to create a pool of eligible candidates, headed by a frontrunner. Any other princes as were advanced in the background are best considered as insurance against fate or as indicators of Augustus's preferences for the third generation of the Principate. In this way, Agrippa was to succeed Augustus, but the adoption of Gaius and Lucius signalled Augustus's desire that one of them succeed Agrippa (which one was to be preferred remains unclear, given subsequent events). Tiberius and Drusus, as imperial princes, can be expected to have enjoyed high public profiles and earned various privileges, but they were very much on the backburner in these years.

Augustus's vision for the succession can be seen in action again in 12 BC, when Agrippa died. Julia, now widowed a second time, was married to Tiberius the following year. Tiberius was Augustus's stepson and the most senior and experienced of the "secondary" princes in the imperial house. As such, he was a natural choice. Not long afterward, Tiberius left for campaigns in Germany and Pannonia, possibly with a grant of proconsular imperium. In 7 BC he entered his second consulship and the following year his position was made plain when he received a large commission in the East and a grant of tribunician power. In short, between 12 and 6 BC Tiberius was upgraded to take Agrippa's place in Augustus's scheme and was installed to be Augustus's successor. But it was to be a rocky road indeed that led to his eventual succession in AD 14. In 6 BC Tiberius unexpectedly "retired" to Rhodes, despite his prominent public position. Augustus, apparently angered by Tiberius's action, had little choice (Drusus, Tiberius's brother had died in Germany in 9 BC). He appears to have relied on his increasingly robust health to see his adopted sons Gaius and Lucius Caesar to their maturity.   But fate intervened once more and both young men died, Lucius in AD 2 and Gaius (see left) two years after that. In a burst of dynastic activity in June of AD 4, Tiberius was rehabilitated and adopted by Augustus, as was Agrippa Postumus (the youngest child of Julia and Agrippa); Tiberius was forced to adopt his nephew Germanicus. Germanicus, twenty years old at the time of his adoption by Tiberius, was clearly the frontrunner for the third generation of the Principate. Through him, also, Augustus could hope for a Julian heir to the throne, but it is far from clear whether this remote consideration played any decisive role in Augustus's thinking. The succession issue was not a happy one for the imperial house and carried in its train some domestic tragedies. Aside from the deaths of the various princes, Augustus banished his own daughter Julia in 2 BC and her daughter, also named Julia, in AD 8. In AD 6-7 Agrippa Postumus was disinherited and banished to the small island of Planasia, only to be murdered shortly after Augustus's death.

The banishment of Julia the Elder shows how this worked. Julia's marriage to Tiberius had not been successful and she appears to have sought solace in the arms of various noblemen and equestrians. The poet Ovid may have been part of this group and aware of what was going on, although not a lover of Julia himself; he was exile to Tomei by Augustus and never returned. In 2 BC her indiscretions were brought to Augustus's attention and, enraged, he banished her to the island of Pandateria. She never returned to Rome. The sources unanimously ascribe Julia's fate to her licentiousness and immorality, but modern scholars have rightly questioned this presentation and seen instead dynastic scheming behind Julia's actions and subsequent banishment. Whatever the actual degree of Julia's political acumen, the informal and allusive nature of the succession system itself was the root cause of her demise. For, in the Augustan system, an imperial princess who had been married to no less than three indicated favorites (Marcellus, Agrippa, and Tiberius) and who then brought outsiders into her bed was also bringing them into the heart of the dynasty. That could not be tolerated. That Augustus interpreted his daughter's misdeeds in political terms, at least in part, is suggested by the trial for treason of one of Julia's lovers, Iullus Antonius, and his subsequent execution or suicide; others of her lovers were banished. The same can be said for the fall of Agrippa Postumus and then of Julia the Younger. However murky the details in each case, they can all be seen as victims of the Augustan succession system.

In all, then, the succession problem was a difficult one for Augustus, and his solutions only perpetuated it for all future emperors. Despite the internal difficulties engendered by the issue, Augustus was keen to present a united image of the imperial house to the populace. This is best illustrated by the "Altar of the Augustan Peace" (Ara Pacis Augustae), dedicated in January, 9 BC, and laden with symbolic significance largely outside the purview of this biography. For our current purposes, most important is the presentation to the people, on the south frieze, of the imperial family--women and children included--as a corporate entity. The message of dynastic harmony and the promise of future stability emanating from the imperial house is palpable. The reality, as we have just seen, was rather different.
 

 

Augustus' Altar of Peace


Augustus also reformed and refined the administration of the Roman empire in many respects. In the domestic sphere, the senate had moved from being the chief organ of the state to being a subordinate entity, an assemblage of administrators at the disposal of Augustus. Augustus had to make sure that his real power was not constantly thrown in the face of the senators, hence his tact in dealing with them. Consuls, for instance, continued to hold office annually but the need to pass the honor around more liberally required Augustus to create "suffect" consulships, a sort of supplementary consulship that doubled the number of men holding the consulship per year (the suffects replaced the "ordinary" consuls, who stepped down from office in mid-term, so there was always the traditional pair of consuls in office at any given time). This is a good illustration of the mixture of tradition and innovation that marks so much of Augustus's activity. Augustus also appointed senators to newly-created positions such as the curatorships of the aqueducts or of the public works, the prefecture of the city, and so on. Throughout, he consulted the senate frequently and fully and treated it with respect. More significantly, he formed an inner "cabinet" (consilium) from the two presiding consuls, a representation of minor magistrates, and fifteen senators chosen by lot. Nevertheless, in the historian Dio's revealing words, "nothing was done that did not please Caesar." As the administration of the state became more regularized, Augustus also drew administrators from the non-senatorial section of the elite, the equites. A variety of new posts was created exclusively for equestrians, including command of the praetorian cohorts and of the vigiles (firefighters), and the important prefectures (administrators) of the corn supply and of Egypt; their role as army officers also appears to have expanded in these years. As a result, the knights benefited enormously from Augustus's rule, and that of future emperors. Altogether, the thrust of Augustus's administrative reforms was to create permanent, standing offices headed by longer-term appointments where the Republican system had preferred occasional or rotating appiontments, or none at all.

In the sphere of external affairs, many of the army's conquests were formed into new provinces, especially along the south shore of the Danube (Moesia, Pannonia, Noricum, and Raetia) and the Alps (Alpes Cottiae and Maritimae). In the East and in Mauretania in North Africa, client kingdoms and principalities were allowed to exist, sometimes in very complex arrangements, as with the Tetrarchs in Palestine or the numerous lesser kingdoms that dotted the interior and eastern reaches of Asia Minor. From 27 BC onward these provinces were divided into those that fell into the vast provincia of Augustus (the "imperial" provinces) and those that were retained by the senate and people (the "senatorial" or "public" provinces. When the disposition of the provinces is examined (as it stood on Augustus's death in AD 14), it shows that the imperial territories outnumber the public ones by a factor of almost two, and that all but one of the empire's twenty-five legions then in service fell under the emperor's command. Further, the Cyrenaica decrees reveal the emperor making decisions about the internal operation of this, a public province. Such interference on Augustus's part was legitimated by the improved imperium proconsulare granted him in the settlement of 23 BC and brings into question any notions of joint rule by senate and princeps (so-called dyarchy). Ultimately, all the provinces were Augustus's concern.

Overall, it is fair to say that the provinces, whether public or imperial, benefited enormously from Augustus's reign. Not only had be brought them peace, he also brought them good government. Legates in imperial provinces were appointed by Augustus for periods of three years or more depending on local conditions, whereas proconsuls in the public provinces continued to rotate annually. The men varied in rank from senators (proconsuls, usually of praetorian rank, in public provinces; legates of praetorian or consular rank in imperial ones) to equites (governing as prefects, as in Egypt and some of the smaller, unarmed provinces). Whatever their status, under the new order governors had no reason to extort from their provinces the huge sums of money that Republican-era proconsuls and propraetors had used to bankroll their domestic political careers, since the success of those careers now depended less on victory at the polls and more on the emperor's favor. Indeed, extortion in the provinces could be positively dangerous, as it raised suspicions about the nature of one's ultimate ambitions. These strictures applied no less in the public than in the imperial provinces, since all governors were now answerable to a single source of authority in a way they had not been under the Republic. This does not mean that rapacious governors entirely disappeared as a breed but that, for the most part Augustus's gubernatorial appointments were sound. We hear of no major failings in the management of the provinces during his reign and certainly nothing on a par with the rapacious activities of the likes of Caesar or Sulla under the Republic. Augustus, by virtue of proconsular power, could also intervene directly in any provincial dispute, as he did famously in Cyrenaica. Hardly surprising, then, is the fact that of all the emperors, Augustus's image is the most commonly found in the provinces, even long after his death. The remarkable period of peace and prosperity ushered in by Augustus's reign is known not only as the Pax Romana but also as the Pax Augusta.

Augustus, as the protector and guardian of Roman tradition, also sought to begin a return to that tradition by means of legislation: "by new laws passed at my instigation, I brought back those practices of our ancestors that were passing away in our age" (RG 8.5). Thus, for instance, he passed laws limiting public displays of extravagance (so-called sumptuary legislation) in the manner of the old Republican senate, and he attempted through marriage regulations to put a cap on divorces and punish childlessness and adultery among the elite. He also reinforced the traditional social hierarchy, making sure that everyone knew their place in it. Minimum property qualifications for membership of the upper orders were reinforced, and status symbols for all the classes, especially the amorphous equestrians, clearly established. The convergence of this sort of legislation is illustrated by the series of laws pertaining to freed slaves, passed between 17 BC and AD 4. In the first place, the numbers of slaves that could be informally manumitted or freed in wills was restricted in proportion to the total number of slaves owned. This is a piece of sumptuary regulation, limiting overly extravagant displays of wealth and generosity in public. Second, informally freed slaves were placed into a special class of quasi-citizenship termed Junian Latinity that was capable of being upgraded to full citizenship only after the Junians had proved themselves worthy; one way of achieving worthiness was to have children. Such regulations, then, encapsulated the Augustan attitudes toward public extravagance, maintenance of the social hierarchy, and marriage and reproduction. In his private life, Augustus fell short of his own ideals (witness the turmoil engendered in his family by adultery and infidelities of all sorts), but the thrust of his social legislation was less to regulate individuals' private behavior than to maintain the proper outward appearance of dignity and decency that Augustus felt had been lost during the Late Republic. As such, it pertained to the ruling classes of the state and hardly at all affected the commoner on the street.

Finally, there is the issue of the worship of Augustus. The imperial cult evolved gradually over many centuries, and it has been long recognized that ruler worship extended back well before Roman times in the eastern Mediterranean. In the East, then, the worship of Augustus as a god commenced not long after Actium. Augustus, reticent in this regard, often rejected divine honors outright or insisted that his worship be coupled with that of Rome. He probably had an eye on Caesar's fate in so acting. The situation in the West, however, was more difficult. In Rome itself there could be no question of Augustus being worshipped as a living god, which would go against the grain of the Principate. In any case, he was already the son of a god and the "revered one" (Augustus). A compromise solution appears to have been to have his will (numen) or essence (genius) recognized as divine. In Italy and out in the western provinces Augustus did not actively block direct worship, and two major cult centers were established at Lugdunum in Gaul and Cologne on the Rhine with altars at each place to Rome and Augustus, maintained by officials drawn from the local elite. In communities all across the West, in fact, altars and temples to Rome and Augustus and to Augustus himself are attested, all staffed by locals. Such cult centers therefore acted not only to promote unity in the previously barbarous western provinces and to direct loyalties accordingly, but they also facilitated the assimilation of local populations into a Roman way of life.

As Rome's pre-eminent citizen, Augustus quickly became the empire's pre-eminent patron of the arts, and many of the people within his ambit enjoyed similar roles. In the sphere of art and architecture, the Augustan building programme was extensive, prompting his famous quote: "I found Rome a city of brick and left it a city of marble." Augustus himself proudly boasted of the dozens of building projects (constructions, restorations, and adornments) he undertook at his own expense. These projects exclude the innumerable acts of munificence carried out by members of his household, his inner circle, or the elite at his instigation. Among his major monuments in the city were his Forum (still an impressive ruin), the Ara Pacis Augustae, and Agrippa's extensive activity in the Campus Martius, which generated the Baths of Agrippa, the Stagnum and Euripus, the Pantheon, and the Saepta Julia. Throughout, the Augustan style is a mixture of conservatism and innovation and often strives for a Greek look so that it has been termed "classicizing" in tone, which is aptly demonstrated by the way Augustus's ageless portraits stand in sharp constrast with the sometimes brutally frank "veristic" representations of the Late-Republican elite.

The Augustan literary scene was also exceptionally vibrant. This is the era of some of Rome's most famous and influential writers, including Vergil, Horace, Ovid, Propertius, and Tibullus in poetry, and Livy in prose. Vergil, in particular, crafted a new national epic for the Romans in the Aeneid, which quickly came to replace Ennius's Annales as the poem every schoolchild learned by heart. This great flowering of literary activity was generated by the development of literary circles of patronage, which had been mostly in abeyance since the second century BC. The most famous literary, indeed artistic, patron of his day was C. Maecenas, a close associate of Augustus from the very beginning but one who never played an active role in politics (in contrast to Agrippa). Something of a man about town, he actively supported the careers of Vergil and Horace, for instance, until his death in 8 BC. Another circle formed around M. Valerius Messalla Corvinus, who promoted the careers of Tibullus and Ovid. For the historian the most intriguing question such literary circles prompt is the degree to which the political and cultural sentiments expressed by these writers were officially directed, and so in effect provided propaganda for the Augustan regime. When all the evidence is weighed, there can be no question of a state-controlled literature (on the model of media in modern totalitarian states) but there may have been encouragement from the top to express the correct view coupled, no doubt, with genuine gratitude and relief on the part of the patrons and writers alike that Augustus had restored peace and stability to public affairs. In this way, Vergil's Eclogues and Georgics can reflect the hope Augustus brought for a restoration of peace to the Italian countryside, while the Republican sentiments of Livy's history could be so pronounced that Augustus jokingly termed him "my Pompeian.," because he seemed to favor Pompey.

In his later years, Augustus withdrew more and more from the public eye, although he continued to transact public business. He was getting older, and old age in ancient times must have been considerably more debilitating than it is today. In any case, Tiberius had been installed as his successor and, by AD 13, was virtually emperor already. In AD 4 he had received grants of both proconsular and tribunician power, which had been renewed as a matter of course whenever they needed to be; in AD 13, Tiberius's imperium had been made co-extensive with that of Augustus. While traveling in Campania, Augustus died peacefully at Nola on 19 August, AD 14. Tiberius, who was en route to Illyricum, hurried to the scene and, depending on the source, arrived too late or spent a day in consultation with the dying princeps. The tradition that Livia poisoned her husband is scurrilous in the extreme and most unlikely to be true. Whatever the case about these details, Imperator Caesar Augustus, Son of a God, Father of his Country, the man who had ruled the Roman world alone for almost 45 years, or over half a century if the triumviral period is included, was dead. He was accorded a magnificent funeral, buried in the mausoleum he had built in Rome, and entered the Roman pantheon as Divus Augustus. In his will, he left 1,000 sesterces apiece to the men of the Praetorian guard, 500 to the urban cohorts, and 300 to each of the legionaries.

In looking back on the reign of Augustus and its legacy to the Roman world, its longevity ought not to be overlooked as a key factor in its success. People had been born and reached middle age without knowing any form of government other than the Principate. Had Augustus died earlier (in 23 BC, for instance), matters may have turned out very differently. The attrition of the civil wars on the old Republican aristocracy and the longevity of Augustus, therefore, must be seen as major contributing factors in the transformation of the Roman state into a monarchy in these years. Augustus's own experience, his patience, his tact, and his great political acumen also played their part. All of these factors allowed him to put an end to the chaos of the Late Republic and re-establish the Roman state on a firm footing. He directed the future of the empire down many lasting paths, from the existence of a standing professional army stationed at or near the frontiers, to the dynastic principle so often employed in the imperial succession, to the embellishment of the capital at the emperor's expense. Augustus's ultimate legacy, however, was the peace and prosperity the empire was to enjoy for the next two centuries under the system he initiated. His memory was enshrined in the political ethos of the Imperial age as a paradigm of the good emperor; although every emperor adopted his name, Caesar Augustus, only a handful earned genuine comparison with him.


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